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Lawyerdude reminds you: Stephen Yagman v Standing Committe on Discipline

5895

Standing Committee on Discipline v Yagman (1995)

55 F.3d 1430

This case is predicated on the Clear and Present Danger test

which I explain here: http://www.lawyerdude.8k.com/5802.html .


This page is http://www.circuitlawyer.8m.com/yagman.html

Here is one of the tastiest cases for liberty! Yagman wins against Federal Judge Keller! Keller and his puppet committee suspended Yagman for 2 years, but 125 of the biggest names in the Los Angeles law business signed Yagman's petition to the 9th Circuit to declare the suspension unconstitutional. Yagman won!

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Standing Committee on Discipline

 of U.S. Dist. Court for Cent. Dist. of California

 v. Yagman, (C.A.9 (Cal.) 1995)

55 F.3d 1430

63 USLW 2773

United States Court of Appeals, Ninth Circuit, Pasadena.

STANDING COMMITTEE ON DISCIPLINE OF the UNITED STATES DISTRICT COURT FOR the CENTRAL DISTRICT OF

CALIFORNIA, Plaintiff-Appellee,

v.

Stephen YAGMAN, Defendant-Appellant.

No. 94-55918.

Argued and Submitted Nov. 2, 1994.

Decided May 30, 1995.

Disciplinary proceedings were brought against attorney who made statements criticizing judge. The United States District Court for the Central District of California, Edward Rafeedie, John Davies and David Williams, JJ., 856 F. Supp. 1384, 856 F.Supp. 1395, held that attorney committed


sanctionable misconduct and suspended him from practice in Central District for two years. Attorney appealed. The Court of Appeals, Kozinski, Circuit Judge, held that: (1) makeup of standing committee on discipline, which allegedly included members who had conflicts of interest with attorney, did not deny attorney due process; (2) in determining whether attorney violated disciplinary rule, Sandlin "reasonable attorney" standard, rather than New York Times subjective malice standard applicable in defamation actions, would be applied; (3) attorney's statements did not violate rule's prohibition against attorneys impugning integrity of court; and (4) attorney's statements did not violate rule's prohibition against attorneys interfering with administration of justice. Reversed.

Wiggins, Circuit Judge, dissented.

Highlights analyzed by Palaschak:

 

Because Yagman's statements do not pose a clear and present danger to the proper functioning of the courts, we conclude that the district court erred in sanctioning Yagman for interfering with the administration of justice.

 

Conclusion
We can't improve on the words of Justice Black in Bridges, 314 U.S. at 270-71, 62 S.Ct. at 197-98 (footnote omitted):
The assumption that respect for the judiciary can be won by shielding judges from published criticism wrongly appraises the character of American public opinion. For it is a prized American privilege to speak one's mind, although not always with perfect good taste, on all public institutions. And an enforced silence, however limited, solely in the name of preserving the dignity of the bench, would probably engender resentment, suspicion, and contempt much more than it would enhance respect.

West head notes are here: www.circuitlawyer.8m.com/yagmanwest.html


*1432 Ramsey Clark, Lawrence W. Schilling, New York City, Marion

R. Yagman, Stephen Yagman, Yagman & Yagman, P.C., Venice, CA,

for defendant-appellant.

Robert F. Lewis, Graham E. Berry, Michael L. Silk, Michael D.

Berger, Lewis, D'Amato, Brisbois & Bisgaard, Los Angeles, CA, for

plaintiff-appellee.


Ben Margolis, Hugh R. Manes, Los Angeles, CA, for amicus Los Angeles Chapter of the Nat. Lawyers Guild.

Prof. Erwin Chemerinsky, University of Southern Cal. Law Center,

Douglas E. Mirell, Los Angeles,

Paul L. Hoffman, Gary L. Bostwick, Santa Monica, CA,

Michael L. Abrams,

Leslie H. Abramson,

Scott Altman,

E. Thomas Barham, Jr.,

Michael Bazyler,

Thomas E. Beck,

Marilyn Bednarski,

David A. Binder,

Alicia Blanco,

 Gary L. Blasi,

Harland W. Braun,

Doreen Braverman,

Michael J. Brennan,

Jeffrey Brodey,

Evan H. Caminker,

Robert Carlin, Gerald L. Chaleff, Richard C. Chier, John Wm. Cohn, Sandra Coliver, Donald W. Cook, Roger Cossack, Jeffrey W. Cowan, V. James DeSimone, Roger Jon Diamond, David A. Elden, Susan R. Estrich, Barry A. Fisher, Catherine L. Fisk, Stanley Fleishman, James H. Fosbinder, Frederick D. Friedman, Paul L. Gabbert, Mary Ellen Gale, William J. Genego, Diana Greene Gordon, Jeffrey S. Gordon, Dianna J. Gould- Saltman, Stanley I. Greenberg, Carlton F. Gunn, Kathryn Hirano, Richard G. Hirsch, Robert A. Holtzman, Robert T. Jacobs, Elliott N. Kanter, Steven J. Kaplan, Michael S. Klein, Marvin E. Krakow, Dennis Landin, E. Richard Larson, Karen A. Lash, Joseph P. Lawrence, Leon Letwin, Joel Levine, Raleigh H. Levine, Barrett S. Litt, Karl M. Manheim, Robert F. Mann, Guy R. Mazzeo, Robin Meadow, Carrie J. Menkel-Meadow, Laini Millar-Melnick, Michael R. Mitchell, Hermez Moreno, Michael Nasatir, Robert D. Newman, Jr., Barbara E. O'Connor, Angela E. Oh, Fred Okrand, Robert M. Ornstein, Howard R. Price, Vicki I. Podberesky, Donald M. Re, Irma Rodriguez, Stephen F. Rohde, Richard Alan Rothschild, Alan I. Rubin, D. Kate Rubin, Thomas A. Saenz, Robert Michael Saltzman, Rickard Santwier, Peter A. Schey, Benjamin Schonbrun, Robert A. Schwartz, Gerald V. Scotti, Michael T. Shannon, Janet Schmidt Sherman, Richard G. Sherman, Victor Sherman, Lawrence Solum, Mona C. Soo Hoo, Matthew L. Spitzer, Dan L. Stormer, Marcy Strauss, Michael J. Strumwasser, Barry Tarlow, Maureen Tchakalian, Robert N. Treiman, Eve Triffo, Eugene Volokh, Carol A. Watson, Charles David Weisselberg, Gary C. Williams, Frederic D. Woocher, John Yzurdiaga, Los Angeles, CA, for amicus American Jewish Congress-Pacific Southwest Region, and Article 19.

Appeal from the United States District Court for the Central District of California.

Before: Charles WIGGINS, Alex KOZINSKI and David R. THOMPSON,

Circuit Judges.

Opinion by Judge KOZINSKI; Dissent by Judge WIGGINS.

KOZINSKI, Circuit Judge.

Never far from the center of controversy, outspoken civil rights lawyer Stephen Yagman was suspended from practice before the united States District Court for the Central District of California for impugning the integrity of the court and interfering with the random selection of judges by making disparaging remarks about a judge of that court. We confront several new issues in reviewing this suspension order.I

 

The convoluted history of this case begins in 1991 when Yagman filed a lawsuit pro se against several insurance companies. The case was assigned to Judge Manuel Real, then Chief Judge of the Central District. Yagman promptly sought to disqualify Judge Real on grounds of bias. (FN1) The disqualification motion was randomly assigned to Judge William Keller, who denied it, Yagman v. Republic Ins., 136 F.R.D. 652, 657-58 (C.D.Cal.1991), and sanctioned Yagman for pursuing the matter in an "improper and frivolous manner," Yagman v. Republic Ins., 137 F.R.D. 310, 312 (C.D.Cal.1991). (FN2)A few days after Judge Keller's sanctions order, Yagman was quoted as saying that Judge Keller "has a penchant for sanctioning Jewish lawyers: me, David Kenner and Hugh Manes. I find this to be evidence of anti-semitism." Susan Seager, Judge Sanctions Yagman, Refers Case to State Bar, L.A. Daily J., June 6, 1991, at 1. The district court found that Yagman also told the Daily Journal reporter that Judge Keller was "drunk on the bench," although this accusation wasn't published in the article. See Standing Comm. on Discipline v. Yagman, 856 F.Supp. 1384, 1386 (C.D.Cal.1994).

 

Around this time, Yagman received a request from Prentice Hall,

publisher of the much-fretted-about Almanac of the Federal

Judiciary, (FN3) for comments in connection with a profile of Judge

Keller. Yagman's response was less than complimentary. (FN4)

A few weeks later, Yagman placed an advertisement (on the  

stationary of his law firm) in the L.A. Daily Journal, asking lawyers

who had been sanctioned by Judge Keller to contact Yagman's office.

(FN5)

 

Soon after these events, Yagman ran into Robert Steinberg,

another attorney who practices in the Central District. According to

Steinberg, Yagman told him that, by leveling public criticism at Judge Keller, Yagman hoped to get the judge to recuse himself in

future cases. (FN6) Believing that Yagman was committing

misconduct, Steinberg described his conversation with Yagman in a

letter

to the Standing Committee on Discipline of the U.S. District Court

for the Central District of California (the Standing Committee).

See SER 326.

 

*1435 A few weeks later, the Standing Committee received a

letter from Judge Keller describing Yagman's anti-Semitism charge,

his inflammatory statements to Prentice Hall and the newspaper

advertisement placed by Yagman's law firm. Judge Keller stated that

"Mr. Yagman's campaign of harassment and intimidation challenges the

integrity of the judicial system. Moreover, there is clear

evidence that Mr. Yagman's attacks upon me are motivated by his

desire to create a basis for recusing me in any future proceeding."

SER 329-30. Judge Keller suggested that "[the Standing Committee

on Discipline should take action to protect the Court from

further abuse." SER 330.

 

[1] After investigating the charges in the two letters, the

Standing Committee issued a Petition for Issuance of an Order to

Show Cause why Yagman should not be suspended from practice or

otherwise disciplined. Pursuant to Central District Local Rule

2.6.4, the matter was then assigned to a panel of three Central

District judges, which issued an Order to Show Cause and scheduled

a hearing. (FN7) Prior to the hearing, Yagman raised serious First

Amendment objections to being disciplined for criticizing

Judge Keller. Both sides requested an opportunity to brief the

difficult free speech issues presented, but the district court

never acted on these requests. The parties thus proceeded at the

hearing without knowing the allocation of the burden of proof or

the legal standard the court intended to apply. (FN8)

During the two-day hearing, the Standing Committee and Yagman put

on witnesses and introduced exhibits. In a published opinion

issued several months after the hearing, the district court held

that Yagman had committed sanctionable misconduct, 856 F.Supp.

1384 (C.D.Cal.1994), and suspended him from practice in the Central

District for two years, 856 F.Supp. 1395, 1400 (C.D.Cal.1994).

II

The Central District provides a mechanism for judges and others

who become aware of attorney misconduct to refer the matter to

the Standing Committee, a body of twelve members of the Central

District bar. See Central District Local R. (Civil) 2.6.1, 2.6.3. The

Standing Committee reviews the charges and conducts an

investigation. If it determines that an attorney deserves

discipline, it

issues a formal complaint and the case is assigned to a randomly

selected panel of three judges. See Central District Local R. (Civil)

2.6.4. The three-judge panel then holds a hearing on the charges

with the committee acting as prosecutor.

[2] Yagman challenges the makeup of the Standing Committee on the

ground that several of its members had conflicts of interest

that could have influenced their decision to pursue disciplinary

action against him. (FN9) Relying principally on Young v. United

States ex rel. Vuitton et Fils S.A., 481 U.S. 787, 107 *1436 S.Ct.

2124, 95 L.Ed.2d 740 (1987) To view preceding link please

click here , Yagman argues that this denied him due process.

We find Young readily distinguishable. The district court there

appointed a private attorney to prosecute the defendant for

allegedly violating an injunction protecting Vuitton's trademark.

The attorney, however, had represented Vuitton in the civil

action which resulted in the injunction, and continued to serve as

Vuitton's counsel even as he prosecuted the contempt. He was

thus representing two clients with potentially conflicting

interests: Vuitton and the United States. The Court noted that by

doing so, the attorney was violating ethical standards and a federal

criminal law, since he could not "discharge the obligation of

undivided loyalty to both clients where both have a direct

interest." Id. at 805, 107 S.Ct. at 2136. In such situations, the

Court concluded, the temptation to use prosecutorial authority to

benefit the private client is too great. To avoid such conflicts

of interest, the Court held that "counsel for a party that is the

beneficiary of a court order may not be appointed as prosecutor

in a contempt action alleging a violation of that order." Id. at

809, 107 S.Ct. at 2138.

 

            Yagman doesn't contend that any of the Standing Committee lawyers

represent Judge Keller (the supposed interested party here),

or that Judge Keller stands to benefit from the disciplinary action

against Yagman. Nor does he argue that the committee members

violated federal law or professional ethical standards. Thus, the

concerns undergirding the Court's ruling in Young are not implicated. Moreover, even the serious conflict of interest present

in Young did not result in a denial of due process. (FN10)

Instead, the Court invoked its supervisory authority to prevent

federal judges from making appointments that force attorneys to

violate federal law and widely accepted ethical standards. Id. at

808-09, 107 S.Ct. at 2138-39.

[3] Nor do we find any other support for Yagman's due process

claim. The Standing Committee itself has no authority to impose

sanctions; whether and to what extent discipline is warranted are

matters exclusively within the province of the court. The

committee merely assists the district court in maintaining attorney

discipline by relieving judges of the awkward responsibility of

serving as both prosecutors and arbiters. (FN11) So long as the

judges hearing the misconduct charges are not biased (and Yagman

doesn't claim they are), there is no legitimate cause for concern

over the composition and partiality of the Standing Committee.

Cf. Wright v. United States, 732 F.2d 1048, 1058 (2d Cir.1984)

(interested prosecutor's handling of criminal investigation and

subsequent trial didn't deprive defendant of due process).

III

 

Local Rule 2.5.2 contains two separate prohibitions. First, it

enjoins attorneys from engaging in any conduct that "degrades or

impugns the integrity of the Court." Second, it provides that "[n]

o attorney shall engage in any conduct which ... interferes

with the administration of justice." The district court concluded

that Yagman violated both prongs of the rule. 856 F.Supp. at

1385. Because different First Amendment standards apply to these

two provisions, we discuss the propriety of the sanction under

each of them separately.

A

 

[4][5] 1. We begin with the portion of Local Rule 2.5.2

prohibiting any conduct that "impugns the integrity of the Court."

As the district court recognized, this provision is *1437

overbroad because it purports to punish a great deal of

constitutionally protected speech, including all true statements

reflecting adversely on the reputation or character of federal

judges. A substantially overbroad restriction on protected speech

will be declared facially invalid unless it is "fairly subject to a limiting construction." Board of Airport Comm'rs v. Jews for

Jesus, Inc., 482 U.S. 569, 577, 107 S.Ct. 2568, 2573, 96 L.Ed.2d

500 (1987).

To save the "impugn the integrity" portion of Rule 2.5.2, the

district court read into it an "objective" version of the malice

standard enunciated in New York Times Co. v. Sullivan, 376 U.S. 254,

84 S.Ct. 710, 11 L.Ed.2d 686 (1964). Relying on United States

Dist. Ct. v. Sandlin, 12 F.3d 861 (9th Cir.1993), the court limited

Rule 2.5.2 to prohibit only false statements made with either

knowledge of their falsity or with reckless disregard as to their

truth or falsity, judged from the standpoint of a "reasonable

attorney." 856 F.Supp. at 1389-90.

[6] Sandlin involved a First Amendment challenge to Washington

Rule of Professional Conduct 8.2(a), which provided in part: "A

lawyer shall not make a statement that the lawyer knows to be false

or with reckless disregard as to its truth or falsity

concerning the qualifications, integrity, or record of a judge."

Sandlin, 12 F.3d at 864. Though the language of the rule

closely tracked the New York Times malice standard, we held that the

purely subjective standard applicable in defamation cases is

not suited to attorney disciplinary proceedings. Id. at 867.

Instead, we held that such proceedings are governed by an objective

standard, pursuant to which the court must determine "what the

reasonable attorney, considered in light of all his professional

functions, would do in the same or similar circumstances." Id.

(FN12) The inquiry focuses on whether the attorney had a

reasonable factual basis for making the statements, considering

their nature and the context in which they were made. Id. (FN13)

[7][8] Yagman nonetheless urges application of the New York Times

subjective malice standard in attorney disciplinary

proceedings. Sandlin stands firmly in the way. In Sandlin, we held

that there are significant differences between the interests

served by defamation law and those served by rules of professional

ethics. Defamation actions seek to remedy an essentially

private wrong by compensating individuals for harm caused to their

reputation and standing in the community. Ethical rules that

prohibit false statements impugning the integrity of judges, by

contrast, are not designed to shield judges from unpleasant or

offensive criticism, but to preserve public confidence in the

fairness and impartiality of our system of justice. See In re Terry,

271 Ind. 499, 394 N.E.2d 94, 95 (1979); In re Graham, 453 N.W.2d

313, 322 (Minn.1990).

Though attorneys can play an important role in exposing problems

with the judicial system, see Oklahoma ex rel. Oklahoma Bar

Ass'n v. Porter, 766 P.2d 958, 967 (Okla.1988), false statements

impugning the integrity *1438 of a judge erode public confidence

without serving to publicize problems that justifiably deserve

attention. Sandlin held that an objective malice standard strikes a

constitutionally permissible balance between an attorney's right to

criticize the judiciary and the public's interest in preserving

confidence in the judicial system: Lawyers may freely voice

criticisms supported by a reasonable factual basis even if they turn

out to be mistaken.

[9][10] Attorneys who make statements impugning the integrity of

a judge are, however, entitled to other First Amendment

protections applicable in the defamation context. To begin with,

attorneys may be sanctioned for impugning the integrity of a

judge or the court only if their statements are false; truth is an

absolute defense. See Garrison v. Louisiana, 379 U.S. 64, 74,

85 S.Ct. 209, 215, 13 L.Ed.2d 125 (1964). Moreover, the

disciplinary body bears the burden of proving falsity. See

Philadelphia

Newspapers, Inc. v. Hepps, 475 U.S. 767, 776-77, 106 S.Ct. 1558,

1563-64, 89 L.Ed.2d 783 (1986); Porter, 766 P.2d at 969.

[11][12][13] It follows that statements impugning the integrity

of a judge may not be punished unless they are capable of being

proved true or false; statements of opinion are protected by the

First Amendment unless they "imply a false assertion of fact."

See Milkovich v. Lorain Journal Co., 497 U.S. 1, 19, 110 S.Ct. 2695,

2706, 111 L.Ed.2d 1 (1990); Lewis v. Time, Inc., 710 F.2d

549, 555 (9th Cir.1983); Restatement (Second) of Torts s 566 (1977)

(statement of opinion actionable "only if it implies the

allegation of undisclosed defamatory facts as the basis for the

opinion"). Even statements that at first blush appear to be

factual are protected by the First Amendment if they cannot

reasonably be interpreted as stating actual facts about their target.

See Hustler Magazine, Inc. v. Falwell, 485 U.S. 46, 50, 108 S.Ct.

876, 879, 99 L.Ed.2d 41 (1988). Thus, statements of "rhetorical

hyperbole" aren't sanctionable, nor are statements that use language

in a "loose, figurative sense." See National Ass'n of Letter

Carriers v. Austin, 418 U.S. 264, 284, 94 S.Ct. 2770, 2781, 41

L.Ed.2d 745 (1974) (use of word "traitor" could not be construed as

representation of fact); Greenbelt Coop. Publishing Ass'n v.

Bresler, 398 U.S. 6, 14, 90 S.Ct. 1537, 1541, 26 L.Ed.2d 6 (1970)(use of word "blackmail" could not have been interpreted as charging

plaintiff with commission of criminal offense).

With these principles in mind, we examine the statements for

which Yagman was disciplined.

[14] 2. We first consider Yagman's statement in the Daily

Journal that Judge Keller "has a penchant for sanctioning Jewish

lawyers: me, David Kenner and Hugh Manes. I find this to be

evidence of anti-semitism." (FN14) Though the district court viewed

this entirely as an assertion of fact, 856 F.Supp. at 1391, we

conclude that the statement contains both an assertion of fact and

an expression of opinion.

Yagman's claim that he, Kenner and Manes are all Jewish and were

sanctioned by Judge Keller is clearly a factual assertion: The

words have specific, well-defined meanings and describe objectively

verifiable matters. Nothing about the context in which the

words appear suggests the use of loose, figurative language

or "rhetorical hyperbole." Thus, had the Standing Committee proved

that Yagman, Kenner or Manes were not sanctioned by Judge Keller, or

were not Jewish, this assertion might have formed the basis

for discipline. The committee, however, didn't claim that Yagman's

factual assertion was false, and the district court made no

finding to that effect. We proceed, therefore, on the assumption

that this portion of Yagman's statement is true.

The remaining portion of Yagman's Daily Journal statement is best

characterized as opinion; it conveys Yagman's personal belief

that Judge Keller is anti-Semitic. As such, it may be the basis for

sanctions only if it could *1439 reasonably be understood as

declaring or implying actual facts capable of being proved true or

false. See Milkovich, 497 U.S. at 21, 110 S.Ct. at 2707;

Phantom Touring, Inc. v. Affiliated Publications, 953 F.2d 724, 727

(1st Cir.1992).

In applying this principle, we are guided by section 566 of the

Restatement (Second) of Torts, which distinguishes between two

kinds of opinion statements: those based on assumed or expressly

stated facts, and those based on implied, undisclosed facts.

Restatement (Second) of Torts s 566, cmt. b; see Lewis, 710 F.2d at

555 (following the Restatement). (FN15) The statement, "I

think Jones is an alcoholic," for example, is an expression of opinion based on implied facts, see id. s 566, cmt. c, illus. 3,

because the statement "gives rise to the inference that there are

undisclosed facts that justify the forming of the opinion," id.

s 566, cmt. b. Readers of this statement will reasonably understand

the author to be implying he knows facts supporting his

view--e.g., that Jones stops at a bar every night after work and has

three martinis. If the speaker has no such factual basis for

his assertion, the statement is actionable, even though phrased in

terms of the author's personal belief. (FN16)

A statement of opinion based on expressly stated facts, on the

other hand, might take the following form: "[Jones] moved in six

months ago. He works downtown, and I have seen him during that time

only twice, in his backyard around 5:30 seated in a deck chair

... with a drink in his hand. I think he must be an alcoholic."

Id. s 566, cmt. c, illus. 4. This expression of opinion appears

to disclose all the facts on which it is based, and does not imply

that there are other, unstated facts supporting the belief that

Jones is an alcoholic.

[15] A statement of opinion based on fully disclosed facts can be

punished only if the stated facts are themselves false and

demeaning. Lewis, 710 F.2d at 555-56; Restatement (Second) of

Torts s 566, cmt. c ("A simple expression of opinion based on

disclosed ... nondefamatory facts is not itself sufficient for an

action of defamation, no matter how unjustified and unreasonable

the opinion may be or how derogatory it is."). The rationale behind

this rule is straightforward: When the facts underlying a

statement of opinion are disclosed, readers will understand they are

getting the author's interpretation of the facts presented;

they are therefore unlikely to construe the statement as insinuating

the existence of additional, undisclosed facts. Phantom

Touring, 953 F.2d at 730; Lewis, 710 F.2d at 555. Moreover, "an

opinion which is unfounded reveals its lack of merit when the

opinion-holder discloses the factual basis for the idea"; readers

are free to accept or reject the author's opinion based on their

own independent evaluation of the facts. Redco Corp. v. CBS, Inc.,

758 F.2d 970, 972 (3d Cir.1985); see also Potomac Valve &

Fitting Inc. v. Crawford Fitting Co., 829 F.2d 1280, 1290 (4th

Cir.1987) ("[The statement in question readily appears to be

nothing more than the author's personal inference from the test

results. The premises are explicit, and the reader is by no means

required to share [defendant's] conclusion."). A statement of

opinion of this sort doesn't "imply a false assertion of fact,"

Milkovich, 497 U.S. at 19, *1440 110 S.Ct. at 2706, To view preceding link please click here and is thus entitled to full

constitutional protection.

We applied this principle in Lewis v. Time, Inc., 710 F.2d 549

(9th Cir.1983), where an attorney claimed he had been defamed by

an article calling him a "shady practitioner." We held that this

expression of opinion was protected by the First Amendment

because the article set forth the facts on which the opinion was

based: a judgment entered against the attorney for defrauding his

clients, and another judgment holding him liable for malpractice.

Id. at 556. Because the article's factual assertions were

accurate, we concluded that the plaintiff's claim was barred: "[W]

here a publication sets forth the facts underlying its statement

of opinion ... and those facts are true, the Constitution protects

that opinion from liability for defamation." Id.; see also

National Ass'n of Gov't Employees, 396 N.E.2d at 1000; Rinaldi v.

Holt, Rinehart & Winston, Inc., 42 N.Y.2d 369, 397 N.Y.S.2d 943,

950, 366 N.E.2d 1299, 1306 (1977).

Yagman's Daily Journal remark is protected by the First Amendment

as an expression of opinion based on stated facts. Like the

defendant in Lewis, Yagman disclosed the basis for his view that

Judge Keller is anti-Semitic and has a penchant for sanctioning

Jewish lawyers: that he, Kenner and Manes are all Jewish and had

been sanctioned by Judge Keller. The statement did not imply the

existence of additional, undisclosed facts; it was carefully

phrased in terms of an inference drawn from the facts specified

rather than a bald accusation of bias against Jews. (FN17) Readers

were "free to form another, perhaps contradictory opinion from

the same facts," Lewis, 710 F.2d at 555, as no doubt they did.

[16][17] 3. The district court also disciplined Yagman for

alleging that Judge Keller was "dishonest." This remark appears

in the letter Yagman sent to Prentice Hall in connection with the

profile of Judge Keller in the Almanac of the Federal Judiciary.

See n. 4 supra. The court concluded that this allegation was

sanctionable because it "plainly implies] past improprieties." 856

F.Supp. at 1391. Had Yagman accused Judge Keller of taking bribes,

we would agree with the district court. Statements that

"could reasonably be understood as imputing specific criminal or

other wrongful acts" are not entitled to constitutional protection

merely because they are phrased in the form of an opinion. Cianci

v. New Times Publishing Co., 639 F.2d 54, 64 (2d Cir.1980).

When considered in context, however, Yagman's statement cannot reasonably be interpreted as accusing Judge Keller of criminal

misconduct. The term "dishonest" was one in a string of colorful

adjectives Yagman used to convey the low esteem in which he held

Judge Keller. The other terms he used--"ignorant," "ill-

tempered," "buffoon," "sub-standard human," "right-wing fanatic," "a

bully," "one of the worst judges in the United States"--all speak to

competence and temperament rather than corruption; together

they convey nothing more substantive than Yagman's contempt for

Judge Keller. Viewed in context of these "lusty and imaginative

expressions]," Letter Carriers, 418 U.S. at 286, 94 S.Ct. at 2782,

the word "dishonest" cannot reasonably be construed as

suggesting that Judge Keller had committed specific illegal acts.

(FN18) See Bresler, 398 U.S. at 14, 90 S.Ct. at 1541

("blackmail"). Yagman's remarks are thus statements of rhetorical

hyperbole, incapable of being proved true or false. Cf. In re

Erdmann, 33 N.Y.2d 559, 347 N.Y.S.2d 441, 441, 301 N.E.2d 426, 427

(1973) (reversing sanction against attorney who criticized trial

judges for not following the law, and appellate judges for

being "the whores who became madams"); State Bar v. *1441 Semaan,

508

S.W.2d 429, 431-32 (Tex.Civ.App.1974) To view preceding link please

click here (attorney's observation that judge was "a midget

among giants" not sanctionable because it wasn't subject to being

proved true or false).

Were we to find any substantive content in Yagman's use of the

term "dishonest," we would, at most, construe it to mean

"intellectually dishonest"--an accusation that Judge Keller's

rulings were overly result-oriented. Intellectual dishonesty is a

label lawyers frequently attach to decisions with which they

disagree. (FN19) An allegation that a judge is intellectually

dishonest, however, cannot be proved true or false by reference to

a "core of objective evidence." Cf. Milkovich, 497 U.S. at 21,

110 S.Ct. at 2707; Rooney, 912 F.2d at 1055. "[If it is plain

that the speaker is expressing a subjective view, an

interpretation, a theory, conjecture, or surmise, rather than

claiming to be in possession of objectively verifiable facts, the

statement is not actionable." Haynes v. Alfred A. Knopf, Inc., 8

F.3d 1222, 1227 (7th Cir.1993). Because Yagman's allegation of

"dishonesty" does not imply facts capable of objective verification,

it is constitutionally immune from sanctions.

[18] 4. Finally, the district court found sanctionable Yagman's allegation that Judge Keller was "drunk on the bench."

Yagman contends that, like many of the terms he used in his letter

to Prentice Hall, this phrase should be viewed as mere

"rhetorical hyperbole." The statement wasn't a part of the string

of invective in the Prentice Hall letter, however; it was a

remark Yagman allegedly made to a newspaper reporter. (FN20)

Yagman identifies nothing relating to the context in which this

statement was made that tends to negate the literal meaning of the

words he used. We therefore conclude that Yagman's "drunk on